Investment Professionals and Fiduciary Duties

Investment Professionals and Fiduciary Duties image
ISBN-10:

1934667757

ISBN-13:

9781934667750

Released: Sep 17, 2014
Format: Paperback, 40 pages
to view more data

Description:

The distinction between brokers and investment advisers has become increasingly blurred over the past 30 years. In a 2011 study, the US SEC recommended that there be one uniform standard for both broker/dealers and investment advisers. In addition, all investment professionals could benefit from some standards. Through a review of market history, literature, and general principles from fiduciary relationships, some simple concepts emerge that could help investment professionals navigate the conflicts of interest that are inevitable given the often blended roles that they play in the financial markets.


























We're an Amazon Associate. We earn from qualifying purchases at Amazon and all stores listed here.

Want a Better Price Offer?

Set a price alert and get notified when the book starts selling at your price.

Want to Report a Pricing Issue?

Let us know about the pricing issue you've noticed so that we can fix it.