The Solomon Exam Prep Guide: Series 24 - General Securities Principal Qualification Examination

The Solomon Exam Prep Guide: Series 24 - General Securities Principal Qualification Examination image
ISBN-10:

1610070755

ISBN-13:

9781610070751

Edition: Second
Released: Oct 14, 2014
Publisher: Firstbooks.com
Format: Paperback, 376 pages
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Description:

The General Securities Principal Exam, also known as the Series 24 exam, is for securities professionals who want to become a General Securities Principal, that is, someone who is licensed to manage a FINRA broker-dealer. Serious study is required, and memorizing rules and regulations is critical to success on the FINRA Series 24 exam. The emphasis of the Series 24 is on supervision - keeping the broker-dealer and all associated persons on the straight and narrow. The FINRA Series 24 exam outline is 50 single-spaced pages of rules and regulations. What's a busy securities industry professional to do? Can the human brain memorize it all? Enter The Solomon Exam Prep Series 24 Study Guide This brand-new edition of The Solomon Exam Prep Series 24 Guide reflects the revised FINRA exam outline format for October 2014, and includes the latest information on asset-backed securities, including new sections on Regulations AB and ABII and static pool analysis. Written by Karen Solomon, Ph.D., and Al Schaller, M.A., the guide works in three mutually reinforcing ways: it focuses on the most important aspects of the exam, it provides you with plenty of practice questions with detailed rationales, and it continually reminds you why you need to take the test in the first place: to protect investors. This invaluable guide will give you the knowledge to tackle the FINRA General Securities Principal Examination with confidence


























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