Securities Law (Concepts & Insights)
ISBN-10:
1587787377
ISBN-13:
9781587787379
Author(s): Soderquist, Larry D.; Gabaldon, Theresa A.
Edition: 2
Description:
Expert authors define what a security is and examine the world of securities law. Text explains how securities are registered under the Securities Act and identifies exemptions from the requirements. Addresses resales, liability for violations, reporting, proxy regulation, and tender offers. Reviews Rule 10b-5 and short-swing trading. Also addresses international aspects of securities law.
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