Investment Adviser Regulation: A Step-by-step Guide to Compliance and the Law (2 Vol set)
Released: Jan 01, 2011
Publisher: Practising Law Institute
Format: Loose Leaf, 1424 pages
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Description:
Investment Adviser Regulation: A Step-by-Step Guide to Compliance and the Law gives you the thorough regulatory guidance you need to understand the rules currently governing investment advisers while ensuring you keep pace with the tougher rules to come. This straightforward, easy-to-read compliance resource shows you how to file and update the pivotal Form ADV and draft compliant advisory contracts.
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