Principles of Securities Regulation (Concise Hornbook Series)
Released: Sep 28, 2009
Publisher: West Academic Publishing
Format: Paperback, 479 pages
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Description:
Hazen's Principles of Securities Regulation provides authoritative coverage of the most recent developments in securities regulation in an accessible format. Topics include: The registration process Exemptions Corporate recapitalizations, reorganizations, and mergers Market manipulation Liabilities Securities Exchange Act of 1934 Jurisdictional aspects Broker-dealer regulation and the new Financial Industry Regulatory Authority Regulation of investment companies
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