Principles of Securities Regulation (Concise Hornbook Series)

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Principles of Securities Regulation (Concise Hornbook Series) image
ISBN-10:

0314187995

ISBN-13:

9780314187994

Author(s): Hazen, Thomas
Edition: 3
Released: Sep 28, 2009
Format: Paperback, 479 pages

Description:

Hazen's Principles of Securities Regulation provides authoritative coverage of the most recent developments in securities regulation in an accessible format. Topics include: The registration process Exemptions Corporate recapitalizations, reorganizations, and mergers Market manipulation Liabilities Securities Exchange Act of 1934 Jurisdictional aspects Broker-dealer regulation and the new Financial Industry Regulatory Authority Regulation of investment companies

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