A comprehensive secondary source for any course in Securities Regulation, this latest edition of Hazen’s Hornbook on the Law of Securities Regulation covers recent developments, including extensive treatment of the Sarbanes-Oxley Act. The Hornbook’s coverage includes definition of “security,” registration and disclosure obligations under the Securities Act of 1933, exemptions from 1933 Act registration, reporting obligations under the Securities Exchange Act of 1934, the proxy rules, tender offer regulation, civil liabilities. This Hornbook also covers broker-dealer regulation, market regulation, and the administrative role of the Securities and Exchange Commission. The Hornbook covers the securities law issues such as the proxy rules, SEC Rule 10b-5, and insider trading that are taught in basic courses on corporations and business associations. In addition, the Investment Company Act and Investment Advisers Act are covered, making the Hornbook suitable for advanced courses in securities regulation as well. The Hornbook goes beyond providing an explanation of basic principles—it also explores many of the more nuanced issues that may be considered in a securities regulation course. The book provides not only a helpful guide for students taking a course in securities regulation, but also serves as a starting point for research projects. Even beyond law school use, this Hornbook can serve as an easily accessible one-volume desk book for lawyers and judges.

The Law of Securities Regulation, Fifth Edition

Thomas Lee Hazen

Business

West Group

Hazen s Securities Regulation Cases and Materials includes the most up to date developments both in the courts and with respect to SEC rulemaking. For example, the Seventh Edition includes 1933 Act offering reform. The Seventh Edition is organized to enable instructors to easily omit or rearrange material. The problem and documentary supplement is available as a companion to the casebook. The problems are designed for teachers using the problem method. It also contains sample documents including a 1933 Act registration and back-up documents. The Seventh Edition is accompanied by an expanded teacher s manual. The teacher s manual includes analysis of the problems contained in the problem and documentary supplement.

Hazen's Securities Regulation: Cases and Materials, 7th Edition (American Casebook Series)

This law school casebook is designed for use in a variety of corporations and business organizations courses. The unabridged edition contains material that makes it suitable for use in advanced courses as well. In addition to the law of corporations, it includes unincorporated forms of doing business, federal securities law issues, and specialized treatment of closely held corporations. Coverage also includes the role of corporate lawyers, mergers and acquisitions, and an introduction to corporate finance. The casebook includes references to the Model Business Corporation Act and applicable Delaware corporate law.

Corporations and Other Business Enterprises, Cases and Materials, 2nd Ed. (American Casebook Series)

Jerry W.Markham

Thomson/West

This booklet contains the full text of the basic federal securities laws, the principle SEC rules and forms under those laws, and other related laws and regulations. It is designed primarily as a supplement to securities regulation texts used in law school courses. However, it can also serve as a basic reference for lawyers, securities professionals, corporate officers, and others who have occasion to deal with questions of securities law.

Securities Regulation: Selected Statutes, Rules & Forms, 2006 Edition

West

This supplement is designed for courses in a basic business organizations course focusing on corporations, limited liability companies, and partnerships. Statutes include up-to-date versions of the Model Business Corporation Act as well as the Uniform Partnership and Limited Partnership acts. It also contains the Delaware Corporation Law and Delaware’s Limited Liability Company Act. Selections from the federal securities laws that are typically covered in the basic business organizations course are also included. Significantly shorter than some other statutory supplements, it is easier to use and to bring to and from class.

Corporations and Other Limited Liability Entities and Partnerships

Law school casebook supplement, contains recent developments in various areas, including the definition of a "security," the SEC's plain English requirements, selective disclosure, litigation reform, insider trading, tender offer regulation, broker-dealers' obligations with regards to securities recommendations, and day trading. Also contains problems for use with the casebook, and documents from a public offering.

2005 Supplement to Securities Regulation: Cases and Materials Sixth Edition (Containing Problems and Sample Documents)

David L. Ratner

Hazens 2007 Securities Regulation Selected Statutes contains the latest SEC rulemaking including its new executive compensation disclosures that are not available in most other statutory supplements. Hazen s Selected Statutes is comprehensive and presented in readable format and the index make the material more accessible than in other statutory supplements. It includes new rules and forms adopted through September 15, 2006. While containing all of the statutes and rules needed for both basic and advanced courses in securities regulation, Hazen s Selected Statutes has more user-friendly features than the competition, including single rather than double column format. Also, unlike other statutory supplements on the subject, Hazen s Selected Statutes contains a helpful index to make it easier for students to locate statutes and rules. For instructors who do not require the comprehensive treatment in the standard edition, the 2007 Selected Statutes will also be published in an abridged version which contains sufficient materials from most introductory securities regulation classes.

Securities Regulation: Selected Statutes, Rules & Forms, 2007 ed.

This supplement is designed for courses in a basic business organizations course focusing on corporations, limited liability companies, and partnerships. Statutes include up to date versions of the Model Business Corporation Act as well as the Uniform Partnership and Limited Partnership acts. It also contains the Delaware Corporation Law and Delawares Limited Liability Company Act. Selections from the federal securities laws that are typically covered in the basic business organizations course are also included. Significantly shorter than some other statutory supplements it is easier to use and to bring to and from class.

Corporations And Other Limited Liability Entities And Partnerships, Selected Statutes 2006-2007

Hazen s Concise Hornbook on Securities Regulation includes the most recent developments securities regulation, including 1933 Act offering reform. As with the first edition, the Second Edition provides extensive discussion of security regulation uncluttered by footnotes and presented to make the material accessible to students. Authoritative coverage includes registration process; exemptions; corporate recapitalizations, reorganizations, and mergers; market manipulation; liabilities; Securities and Exchange Act of 1934; jurisdiction aspects; federal regulation of investment companies; and arbitration rules.

Principles of Securities Regulation (Concise Hornbook Series)

The Fifth Edition of Professors Hazens Hornbook has been revised to reflect the SECs offering reform introduced in late 2005 and also recent Supreme Court developments. Professor Hazens Hornbook now is totally up to date. The Revised Fifth Edition is a comprehensive secondary source for any course in Securities Regulation. Coverage includes definition of security, registration and disclosure obligations under the Securities Act of 1933, exemptions from registration, reporting obligations under the Securities Exchange Act of 1934, the proxy rules, tender offer regulation, civil liabilities. The book also focuses on broker-dealer regulation, market regulation, and the administrative role of the Securities and Exchange Commission. The book also covers the securities law issues such as the proxy rules and insider trading that are covered in basic courses on corporations and business associations. In addition, the Investment Company Act and Investment Advisers Act are also covered making the book suitable for advanced courses in securities regulation as well. The Hornbook contains footnotes to resources that will aid students in further research and also is organized in the same manner as the six volume Practitioners edition in order to facilitate easy cross reference.

Hornbook on the Law of Securities Regulation

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Books by Thomas Lee Hazen