Financial services are facing numerous challenges caused by the rapid changes occurring in the marketplace. These events have called into question the fundamental principles upon which the current regulatory structure was built. In the past, the roles of banks, mutual funds, and insurance companies have been somewhat separate; today the differences are becoming less noticeable. The Financial Services Revolution explores the current regulatory environment. This title is an essential tool for any financial professional seeking to keep abreast of this rapidly changing industry. Specific topics include: Banks and insurance companies moving away from their traditional business operations and entering the investment management arena; The increasing role of mutual funds in the financial services industry; The explosion of new financial instruments into the industry.

The Financial Services Revolution: Understanding the Changing Roles of Banks, Mutual Funds, and Insurance Companies

Business & Money

Kirsch, Clifford E.

Economics

McGraw=Hill

Book by Frankel, Tamar, Kirsch, Clifford E.

Investment Management Regulation

Frankel, Tamar

Business

Carolina Academic Pr

The complexity of the laws governing mutual funds has grown almost as rapidly as this multitrillion-dollar industry. The new Mutual Fund Regulation distills and clarifies these intricate federal and state guidelines like no other book on the market today, enabling you and your clients to meet all requirements, exploit legal exemptions, and avoid liabilities. Mutual Fund Regulation gives you the practical, plain-English insight you need to comply quickly and easily with all the duties, obligations, restrictions, and prohibitions expressed in the Investment Company Act of 1940, Investment Advisers Act, Securities Act of 1933, and Securities Exchange Act of 1934, as well as SEC mandates, NASD conduct rules, court decisions, and state laws. Written by a team of top corporate and securities attorneys for every industry player, Mutual Fund Regulation's step-by-step guidance helps you:. Satisfy all prospectus disclosure and delivery requirements.. Exploit safe harbors, exemptive rules, and other forms of relief.. Craft solid advisory, distribution, custodian, and other types of contracts.. Structure problem-free compensation arrangements.. Use SEC-approved methods of valuating mutual fund shares.

Mutual Fund Regulation (2 Vol Set)

UNKNO

A timely and unique teaching book covering the Investment Company Act of 1940 and Investment Advisers Act of 1940 by well-known authors and teachers in the area.

Investment Management Regulation, Second Edition

Fathom Publishing Company

See the best price to sell, buy, or rent books by Kirsch, Clifford E.. BookScouter helps to compare book prices from 25+ online bookstores and 30+ buyback vendors with a single search.

Books by Kirsch, Clifford E.

See the best price to sell, buy, or rent books by Kirsch, Clifford E.. BookScouter helps to compare book prices from 25+ online bookstores and 30+ buyback vendors with a single search.

The Financial Services Revolution: Understanding the Changing Roles of Banks, Mutual Funds, and Insurance Companies

Investment Management Regulation

Mutual Fund Regulation (2 Vol Set)

Investment Management Regulation, Second Edition