Has the world of financial regulation changed in the wake of the panic that began in 2008? The answer is yes and no. The Seventh Edition of this leading casebook tackles this contradiction head-on, dealing clearly and concisely with the extent of the modifications to securities regulation that have occurred or might be expected, as well as identifying the aspects that are likely to stay the same.The philosophy for the presentation of materials continues to be that securities law is tricky, and most students need a straightforward guide through the maze. Coverage of the Securities Act of 1933 and the Securities Exchange Act of 1934 is kept separate, and care is taken to distinguish the different perspectives of the planner and the litigator.

Securities Regulation (University Casebook Series)

Soderquist, Larry

Gabaldon, Theresa

Business

Foundation Press

Professors Soderquist and Gabaldon have authored a text that is concise, painless, well-organized and that provides a solid understanding of the basic securities laws, retaining the familiar user-friendly format while offering expanded coverage of issues raised by the use of the Internet. One object of this text is to get a student on tract and keep him or her there. Another is to help in reviewing material and preparing for examinations. The authors define what a security is and examine the world of securities law. The book explains how securities are registered under the Securities Act and identifies exemptions from the requirements. Addresses resales, liability for violations, reporting, proxy regulation, and tender offers. Reviews Rule 10b-5 and short-swing trading. Also addresses international aspects of securities law. This book takes pains to make securities law more accessible to all students.

Securities Law (Concepts and Insights)

This casebook covers the changing landscape of securities regulations, dealing concisely with the current state of the law, as well as with expected modifications to securities regulation. The philosophy for the presentation of materials is that securities law is tricky, and most students need a straightforward guide through the maze. Coverage of the Securities Act of 1933 and the Securities Exchange Act of 1934 is kept separate, and care is taken to distinguish the different perspectives of the planner and the litigator. The 8th Edition has been completely revised to reflect the Dodd-Frank Act of 2010, the JOBS and STOCK Acts of 2012, and a number of landmark Supreme Court decisions. In addition, several chapters have been restructured to make them more user-friendly.

Securities Regulation, 8th (University Casebook Series)

This concise text provides a basic introduction to securities law. One object of the book is to help struggling students get on track; another is to assist in review and exam preparation. The authors define a security, explain how securities are registered under the Securities Act and describe the applicable exemptions. Many other subjects are addressed, including Exchange Act reporting, proxy solicitations and tender offers, insider trading, and international aspects of securities law. The book is completely up-to-date, including coverage of cryptocurrency and the progressive liberalization of the rules and regulations governing registration and reporting.

This user-friendly casebook covers the changing landscape of securities regulations, dealing concisely but comprehensively with the current state of the law, as well as with expected modifications to securities regulation. The philosophy for the presentation of materials is that securities law is tricky, and most students need a straightforward guide through the maze. Coverage of the Securities Act of 1933 and the Securities Exchange Act of 1934 is kept separate, and care is taken to distinguish the different perspectives of the planner and the litigator. The Ninth Edition has been completely revised to reflect the adoption or revision of a number of exemptions from ’33 Act registration, the advent of digital currency, the prosecution of hackers for insider trading, the materiality of corporate ethics code violations, and a myriad of other topics, all explained as an integrated part of the overall structure of securities regulation rather than as confusing add-ons. The Ninth Edition also adds or discusses the important securities decisions issued since the last edition. These include Omnicare, Inc. v. Laborers District Council Construction Industry Pension Fund, Salman v. United States, and Kokesh v. SEC.

See the best price to sell, buy, or rent books by Gabaldon, Theresa. BookScouter helps to compare book prices from 25+ online bookstores and 30+ buyback vendors with a single search.

Books by Gabaldon, Theresa

See the best price to sell, buy, or rent books by Gabaldon, Theresa. BookScouter helps to compare book prices from 25+ online bookstores and 30+ buyback vendors with a single search.

Securities Regulation (University Casebook Series)

Securities Law (Concepts and Insights)

Securities Regulation, 8th (University Casebook Series)

Securities Law (Concepts and Insights)

Securities Regulation (University Casebook Series)