The Law of Securities Regulation (Hornbooks)

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The Law of Securities Regulation (Hornbooks) image
ISBN-10:

1642424099

ISBN-13:

9781642424096

Author(s): Hazen, Thomas
Edition: 8
Released: Dec 14, 2020
Format: Hardcover, 892 pages

Description:

This Hornbook is a comprehensive secondary source for the study of Securities Regulation. It also can serve as a lawyer's desk book. Coverage includes definition of "security," registration and disclosure obligations under the Securities Act of 1933, exemptions from registration, reporting obligations under the Securities Exchange Act of 1934, the proxy rules, tender offer regulation, and civil liabilities. The book treats broker-dealer regulation, market regulation, and the administrative role of the SEC, as well as proxy rules, insider trading, the Investment Company Act and the Investment Advisers Act. This new edition reflects recent SEC rulemaking, including important amendments to exemptions from registration, new broker-dealer obligations, as well as recent Supreme Court and many other case law developments.

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