Broker-Dealer Regulation (2 Volume Set)
Description:
Broker-Dealer Regulation can ensure you stay up to speed with the many new regulations coming your way and gain a solid, working grasp of today?s standards. This essential, accessible reference will show you how FINRA, the newly created single regulatory organization, will continue to develop a single set of securities rules and how that will affect your work.
Best prices to buy, sell, or rent ISBN 9781402405419
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