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The Securities Regulatory Handbook: 1998-1999 (The Pricewaterhousecoopers Regulatory Handbook Series)

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The Securities Regulatory Handbook: 1998-1999 (The Pricewaterhousecoopers Regulatory Handbook Series) image
ISBN-10:

0765602695

ISBN-13:

9780765602695

Author(s): PriceWaterHouseCoopers; Price, Waterhouse , Coopers
Released: Sep 30, 1998
Publisher: Routledge
Format: Paperback, 147 pages
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Description:

Rapid changes are occurring in the rules governing banking securities activities. This volume guides financial institutions around the constraints on securities underwriting, brokerage activities, and trading and investments. It provides both the statutory background and the current interpretation of bank securities laws coveting underwriting, trading and dealing; mutual funds; derivative products, and overseas securities activities.

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