Securities Law Handbook (Securities Law Handbook Series) (2 volume set)

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Securities Law Handbook (Securities Law Handbook Series) (2 volume set) image
ISBN-10:

0314800921

ISBN-13:

9780314800923

Released: Mar 13, 2014
Format: Paperback, 33602 pages

Description:

Meet the challenges of securities practice now and in the future with Securities Law Handbook. This best-selling title provides in-depth coverage of basic and specialized issues, including types of offerings, registration, reporting, potential violations, and enforcement. Additional topics covered include: The plain-English prospectus; Underwriting and selling groups; Small company offerings; Exempt offerings; The Trust Indenture Act; Rule 144A and the PORTAL Market; Shareholder proposals; Blue Sky compliance; Securities law violations; EDGAR; The integrated disclosure system; Private express remedies; SEC enforcement; Practice before the Securities Exchange Commission; andProfessional responsibility.

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