Investment Adviser Regulation in a Nutshell (Nutshells)

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Investment Adviser Regulation in a Nutshell (Nutshells) image
ISBN-10:

0314172653

ISBN-13:

9780314172655

Edition: 1
Released: Jan 08, 2008
Format: Paperback, 618 pages

Description:

Investment Adviser Regulation in a Nutshell is designed for persons interested in learning the fundamentals of regulation set forth primarily in the Investment Advisers Act of 1940 and the Securities and Exchange Commission rules and regulations. In particular, this book is targeted toward investment advisers and their chief compliance officers. However, those associated with mutual funds, hedge funds, private equity funds, and collateralized debt obligation funds will find it useful as well.

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