Law School Legends Audio on Securities Regulations (Law School Legends Audio Series)

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Law School Legends Audio on Securities Regulations (Law School Legends Audio Series) image
ISBN-10:

0314161147

ISBN-13:

9780314161147

Author(s): Maynard, Therese
Edition: 2006
Released: Dec 01, 2006
Publisher: Gilbert
Format: Audio CD, 1 pages
Related ISBN: 9780314161130

Description:

Securities Regulations condenses securities regulations into one lecture, including law, hypotheticals, and exam tips. This audio lecture covers such topics as: modern financial markets, securities markets, federal securities law, the role of the SEC, forces of change at work in today’s securities markets, the definition of security, public offerings and the registration process under Section 5 of the 1933 Act, preparing the registration statement, shelf registration procedures, the SEC’s new public offering reform rules, resales of securities by non-issuers, and express civil liability provisions of the 1933 Act.

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